THIS IS A PREPUBLICATION DRAFT OF
Kasper, L.F. (1995). Theory and practice in content-based ESL reading instruction. English for Specific Purposes, 14, 223-230.
PLEASE DO NOT CITE NOR QUOTE THIS DRAFT
Most ESL students entering American
colleges and universities find themselves in developmental reading
programs. To experience success in the
academic mainstream, they must attain an adequate level of English language
reading proficiency. How can ESL
instructors facilitate this process?
Studies suggest that academic content-based ESL reading instruction results
in improved language and content performance (Kasper, 1994b), and eases ESL
students' transition from the sheltered language program to the academic
mainstream (Benesch, 1988; Brinton, Snow, & Wesche, 1989; CUNY Language
Forum and CUNY ESL Council, 1992; Guyer & Peterson, 1988; Kasper, 1994a;
Snow & Brinton, 1988).
Nevertheless, despite the evidence that
academic content-based ESL reading instruction enhances students' performance,
many ESL professionals are still reluctant to adopt this instructional
approach. Critics of the academic
content-based approach cite two main objections. First, they maintain that the large amount of complex academic
reading required in these courses leads to content overload and thus frustrates
students whose English language proficiency is limited. Second, they fear that when the ESL course is
structured around academic content areas, it becomes mainly a service course
for these areas rather than a language course.
In spite of these criticisms, studies show
that teaching ESL students English alone is insufficient to meet their needs as
college students. Moreover, ESL
students themselves say they want language programs that give them all of the
tools they will need for subsequent academic success. In her study of students' perceptions of their language learning
experiences, Smoke (1988) found that, while 97% of students surveyed believed
that courses in the ESL program had improved their English, only 18% believed
that these courses had prepared them for college work. Further, students indicated that they wanted
ESL courses that would teach them the skills they needed to succeed in
college. An overwhelming 92% wanted ESL
courses that would teach them how to read and study from academic textbooks.
Keeping in mind the concerns of both the
critics of content-based ESL instruction and the ESL students themselves, this
paper offers a rationale and describes a method for structuring ESL reading
courses around academic content-based material. The method described uses specific activities that develop students'
English language skills, and at the same time increase their content-area
knowledge bases. So ESL students learn
the English language as they learn the academic content, simultaneously
becoming more proficient in each.
The rationale for the content-based
approach is based on both theoretical and practical considerations. Theoretically, the argument for academic
content focuses on its linguistic and cognitive benefits to the ESL
reader. Practically, it offers student
achievement, feedback, and retention data from studies of three different types
of academic content-based ESL reading courses to support the effectiveness of
this instructional approach. The three
types of courses studied were the multiple content course, the single content
course, and the paired content course,
In the multiple content course, the
readings covered five different subject areas.
In the single content course, all readings focused on one specific
subject area, psychology. In the paired
content course, students were enrolled in a mainstream introductory psychology
course that was paired with a single content ESL reading course, in which all
the readings paralleled topics as they were covered in the psychology course.
The
Linguistic Benefits of Academic Content
When ESL courses are structured around
academic content-based readings, students experience several important
linguistic benefits. From a linguistic
perspective, the rationale for using academic readings is based on the
principle that successful language development occurs when students are
presented with material in a meaningful, contextualized form in which the
primary focus is on the acquisition of information.
Brinton et al. (1989) state that, as
students acquire information through sophisticated linguistic input, they move
to more advanced levels of language processing. When ESL students read academic material, they are forced to
grapple with complex ideas presented in the second language. The academic content-based ESL reading
course facilitates the development of English language skills through
activities that help students acquire background information in the content
area and subsequently provide them with the opportunity to discuss, analyze,
extend, and apply concepts presented in the readings.
To provide optimum linguistic benefits to students,
academic content-based ESL reading courses must utilize a rich array of
language items and activities. These courses should use materials that reflect
the types of academic demands placed on ESL students by the mainstream college
curriculum (Smoke, 1988). Thus,
students should read a variety of texts, take notes on the material, and write
expository pieces in which they apply contentarea principles. To clarify textual material and maximize
comprehension, each lesson should contain four-stages as outlined by Gajdusek
(1988). The four stages of the
content-based reading lesson are: (1) prereading activities, (2) factual work,
(3) discussion and analysis, and (4) extending activities.
The following example provides a rationale
for including each of the four stages in the content-based lesson and describes
the specific activities used in the studies reported in this paper. The example illustrates a lesson on the
topic of human development in the content area, psychology. In this lesson students read the article,
"Piglet, Pooh, and Piaget" by Dorothy Singer (Goleman & Heller,
1986). This lesson was included in
each of the three types of academic content-based ESL reading courses studied. When taught in the multiple content course,
this lesson constituted the unit on psychology. When taught in the single or the paired content course, the
lesson provided information on one of several topics studied in the overall
content area, psychology.
The Four-Stage Academic Content-Based
Lesson
Stage 1: Prereading
The prereading stage of the lesson
established background knowledge for the topic by introducing topic-related
vocabulary and defining topic-related concepts. The prereading activities helped the ESL readers process content
materials by accomodating their needs as learners. This accomodation resulted from the use of advance organizers and
analogies. Advance organizers are
critical to comprehension because they activate background knowledge that the
students already have so that incoming information can be integrated into the
activated system (Royer, 1986).
Analogies also enhance comprehension of subsequent related material, and
in fact may increase it by as much as 40% (Royer and Cable, 1975).
In the content courses studied, before
Singer's article was read, advance organizers provided ESL students with
background information on Piaget's theory of cognitive development and with
relevant vocabulary. This background
information bridged the gap between the knowledge the student already had and
the knowledge he/she needed to comprehend the reading (Ausubel, Novak, &
Hanieson, 1978). In this prereading
activity, students were shown an overhead transparency chart illustrating the
four stages of Piaget's theory of cognitive development and the developmental
milestones characteristic of each stage.
The instructor then provided specific examples or analogies to explain
concepts such as egocentrism. After the instructor presented the first example
or model for the concept, his/her role changed to that of a facilitator of
learning. ESL students now took over
the responsibility for their comprehension as they were asked to provide their
own analogies for the various concepts studied in the lesson.
Stage 2: Factual Work
The factual work presented the students
with actual college textbook readings or with topical articles on specific
aspects of the content area. The stage
of factual work in this lesson involved the actual reading of the article,
"Piglet, Pooh, and Piaget".
At this stage students acquired detailed information about the concepts
and theories that they would use in subsequent stages of the lesson.
Stage 3: Discussion and Analysis
Discussion and analysis activities
provided the students with the opportunity to synthesize and apply knowledge
gained from the reading by generating written responses to it. Writing in the academic content-based ESL
reading courses took several forms, including summaries, written answers to
open-ended comprehension questions, and expository essays. These writing activities played an integral
role in enhancing the comprehension of the academic texts used in the
content-based ESL reading courses.
Written discussion of newly acquired information fostered a deeper level
of text processing. This means that as
students generated a written response to a text, they needed to focus on its
overall meaning, leading them to a more complete understanding of that text.
Summarizing a reading passage gave
students practice in consolidating the main points and identifying and
extracting critical information.
Students in the three types of courses studied here were asked to
summarize a passage taken from the article.
Answering open-ended comprehension
questions required students to analyze and draw inferences from information
presented in the article. Examples of
open-ended questions used in teaching this article are: (a) what is special
about a child's conception of time, according to Piaget?, and (b) how does the
story "Winnie the Pooh" illustrate Piaget's stages of cognitive
development?
Writing expository pieces gave students
the opportunity to extend and apply linguistic and academic knowledge gained
from the reading. This lesson required
students to write an expository essay in which they used information gained in
the article itself and in other lesson activities to compare Piaget's theory of
development with the theories of other psychologists, such as Freud and
Skinner. Thus the academic reading
stimulated a challenging writing assignment which encouraged ESL students to
consider the overall meaning of the article and in the process to apply what
they had learned to draw comparisons to other theories discussed during the
course of the lesson.
After completing each of the writing
exercises, students shared their responses, and with the instructor's guidance,
they themselves determined what characterized a complete answer. Thus, in the academic content-based courses
studied here, students were provided with practice and feedback, enabling them
to modify their cognitive processes and regulate their own learning, an
important step to increasing reading proficiency (Weinstein, 1987; Nist &
Simpson; 1987).
Stage 4: Extending Activity
The final activity in the academic
content-based reading lesson was the extending activity. The extending activity followed the reading
and discussion of the text and consisted of topical videos. These videos were critical to the success of
the academic content-based ESL course because they made textual material more
comprehensible to the student by providing a graphic illustration of the
concepts presented in the reading.
The extending activity for the article, "Piglet, Pooh, and
Piaget" was the video "The Mind: Development" (Hutton,
1988). This video presented children at
various stages of cognitive development.
It showed what the children did, how they viewed the world, and how they
thought about things in their environment.
By watching this video, students could actually see what they had read
about in the article, and this visual aid facilitated comprehension.
The activities used in the four-stage
content-based reading lesson provided ESL students with multiple reinforcement
of both language and content. These
activities gave students both written and oral opportunities to use the English
language to express their thoughts on a wide range of topics. In so doing, this four-stage approach made
difficult academic material more manageable, thereby avoiding the potential
problems of content overload and student frustration. The same four-stage model was followed for all lessons in each of
the three types of content-based reading courses studied.
To sum up, linguistically, academic
content-based reading instruction facilitates comprehension because it requires
ESL students to become familiar with more sophisticated uses of the language
through a variety of printed and audiovisual sources that actively engage
students in the content of the readings.
In the process, students increase the overall scope of their knowledge,
and thus experience cognitive as well as linguistic benefits.
Cognitive
Benefits to the ESL Reader
From a cognitive point of view, academic
content has been shown to be a critical factor in increasing reading
comprehension because such content builds and activates domain-related
knowledge, or schemata, from which the reader may draw to aid in the
comprehension of related text. In
cognitive terms, reading comprehension is a process of checking to confirm that
new information matches what is already in memory, so that gaps in the
knowledge base will cause comprehension to suffer (Anderson & Pearson,
1984). Therefore, increasing
domain-related knowledge is an important prerequisite to enhancing ESL students'
English language reading skill.
Readings of academic content increase ESL
students' domain-related knowledge of both the academic area and the English
language itself. As students are
exposed to academic readings in various content areas, they must acquire new
topical information within each area.
At the same time, they are exposed to the vocabulary and linguistic
structures necessary to process this information in order to understand the
reading. The students' linguistic and
academic knowledge is further increased through the writing and extending
activities in the four-stage content-based lesson. The academic content-based course develops ESL students' overall
English language reading proficiency, so that although individual readings may
be content-specific, benefits to comprehension skills gained from these
academic readings are not (Nelson & Schmid, 1989).
Increased Metacognition
The activities in the academic
content-based ESL course also promote increased metacognition of the reading
process. The practice and feedback
exercises used in the discussion and analysis stage of the lesson outlined in
this paper enable ESL students to attain a greater awareness of how to extract
critical information from the text to maximize comprehension. In order for ESL students to become better readers
of English, they need to become aware of both how they think as they read, and
what the specific learning outcome of the reading process should be.
According to Weinstein (1987), we can
teach students to become more aware and independent learners by providing them
with practice and feedback on different types of material. In this way, students learn how to monitor
their own comprehension and how to select and adjust strategies according to
their own ability, the characteristics of the reading material, and the
specific task involved. Moreover, Nist
and Simpson (1987) maintain that when students work together to provide each
other with feedback, they become involved in monitoring and evaluating, two
processes critical to self-regulated learning. So, as they shared and evaluated their own and their classmates'
answers, the ESL students' in this study experienced increased overall
metacognition of the reading process.
Practical
Applications
Given the theoretical rationale for using
academic content to teach ESL reading, how does one go about putting this
theory into practice? This section will
describe the results of separate studies of three types of academic
content-based ESL reading courses. The three types of courses studied were
multiple content courses, single content courses, and paired content
courses. Each of the three reading
courses used the four-stage lesson suggested by Gajdusek (1988). Thus, lessons in each followed the
instructional model described previously for the article, "Piglet, Pooh,
and Piaget" (Goleman & Heller, 1986), and included advance organizers
and analogies in the prereading stage, academic readings in the factual work
stage, writing activities of various types in the discussion and analysis
stage, and topical videos in the extending activity stage.
Subjects
Each of the studies investigated the
reading skills of ESL students who were enrolled in the same community college
and who represented a wide variety of ethnic, cultural, and linguistic
backgrounds. The subjects in the
multiple content reading courses were intermediate level students; those in the
single content and the paired content reading courses were advanced level
students. All of the students had the
goal of earning, at minimum, a two-year college degree, and most intended to
pursue more advanced degrees.
Multiple Content Reading Courses
In the multiple content reading course,
ESL students read selections from five academic content areas: language
acquisition, computers and artificial intelligence, anthropology, genetics, and
psychology. Content areas were chosen
on the basis of student interest and course requirements in the college
academic mainstream curriculum. The
text used in this multiple content course was Reading for a Reason (Dobbs, 1989). In addition, multiple content students read
the article, "Piglet, Pooh, and Piaget" (Goleman & Heller, 1986).
Each individual unit required from 10 to
14 hours of class time in a course that met six hours per week for a semester
total of 72 class hours. The study of
the muliple content ESL reading course was carried out over four semesters and
included two classes of intermediate level students per semester for a total of
160 students.
At the end of the semester, students took
a reading comprehension examination.
Students needed a score of 65 on this examination to pass the
course. This reading examination
required students to read a one and one-half page passage and then answer one
three-part multiple choice vocabulary question, seven open-ended questions,
which were mainly descriptive, but with one or two requiring inferences to be
drawn from the reading, and one summary question.
Results revealed that over the four
semesters of the study, these intermediate level ESL students achieved an
average pass rate of 79% in the multiple content reading course. In contrast, during the same period, the
overall program pass rate for all other ESL students at the intermediate level
was only 54%. This difference in pass
rates was significant by a chi-square test (X2=4.7; p .05). So, the
intermediate level ESL students who studied reading in a multiple content
course experienced greatly enhanced reading performance over other intermediate
level students in the ESL program.
Single Content Reading Courses
In the single content reading course in
this study, each reading focused on a different aspect of the subject area,
psychology. The text used in this
single content course was The Pleasures of Psychology, a collection of articles
on various topics in psychology (Goleman & Heller, 1986). Students read articles on the following
topics: learning and memory, perception, physiology, development, personality,
and psychopathology.
The study of the single content reading
course was carried out over a two semester period and involved two classes of
advanced level ESL students for a total of 32 students. The course met three hours per week for a
semester total of 36 hours. At the end
of the semester, these students took a reading comprehension examination. Students needed a grade of 70 on this
examination to pass the reading course.
The advanced level reading comprehension examination followed the same
basic format as the intermediate level examination except that all of the seven
open-ended questions required inferences to be drawn from the reading.
The single content course produced
enhanced reading performance on the end-of-semester reading comprehension
examination and corresponding increased pass rates in the course. The results of a chi-square test revealed
significantly higher pass rates for students in the single content course as
compared with the other ESL students at the advanced level (X2=6.23; p .02).
Specifically, the pass rate for the ESL students in the single content
course was 72%, well above the average program pass rate of 45% for students at
this level.
Paired Content Reading Courses
The paired content course had previously
been shown to be a highly effective means of introducing academic content into
ESL reading courses and producing impressive gains in students' comprehension
skills (Benesch, 1988; CUNY Language Forum and CUNY ESL Council, 1992; Guyer
& Peterson, 1988; Kasper, 1994b; Snow & Brinton, 1988). Pairing takes the academic content-based
reading course a step further to an interdisciplinary collaboration between ESL
and content-area faculty. Paired
courses have the advantage of offering ESL students the opportunity both to
improve English language skills and to earn college credit in a highly
supportive situation.
The ESL reading course may be paired with
any mainstream content course, such as psychology, sociology, business,
geology, or computer science. Paired
courses work most effectively when there is coordinated instruction, and when
the ESL reading teacher has some expertise and interest in the paired content
area (Kasper, 1994b).
The paired content course in this study
was identical to the single content course in all aspects of the reading
component. The difference was that the
ESL students in the paired content course were simultaneously enrolled in a
mainstream introductory psychology course.
The study of the paired content course was carried out over two
semesters and involved two classes of advanced level ESL students for a total
of 32 students.
The psychology component of the paired
content course met three hours per week for a total of 36 hours per
semester. The text used in the
psychology course was Psychology: An Introduction, (7th edition) (Morris, 1990).
Students in the paired content course took
the same end-of-semester reading examination as the students in the single
content course had. Like their single
content counterparts, students in the paired content course significantly
outperformed other ESL students at this level as measured by a chi-square test
(X2=10.28; p .01). Paired content students achieved an 81% pass
rate, again well above the average program pass rate of 45% for advanced level
students. In addition to their
excellent performance in reading, ESL students in the paired content course
performed at the level of native English speakers in their psychology
class. Thus, the paired content course
produced enhanced student performance in both the reading and the academic
mainstream course.
There is an interesting sidenote to the
results of the three studies. When the
pass rates for each of the three content-based reading courses were compared
with each other, no significant differences were found. Thus, each of the three variations on
academic content-based ESL reading instruction was equally effective in
enhancing student performance. This
result is important because it provides flexibility in choosing the best way to
implement content-based courses to serve the needs of students and make the
most of the talents of instructors in the individual ESL class or program.
Student
Feedback
In each of the three academic
content-based courses described in this paper, students were asked to provide
feedback via responses to open-ended items on a questionnaire. The results in each case were extremely
positive.
Across the board, students said that they
had enjoyed the readings, maintained high interest in the class, and learned a
great deal about the academic subjects covered. They expressed increased self-confidence in their English
language reading skills saying that these skills had improved because they had
been challenged by the complexity of the materials in the course. They also reported an increase in
metacognitive skills, saying that the course had taught them how to absorb,
analyze, and discuss a reading
text. When asked whether they preferred
reading courses to use academic material or literature, students expressed a
preference for academic material, saying that the skills gained from this type
of reading provided them with a better foundation for mainstream college
classes.
Additional benefits were reported by the
students in the single and the paired content courses. In their responses to feedback
questionnaires, single content students said that the ESL reading course not
only had improved their reading skills, but also had motivated them to enroll
in a mainstream psychology course the following semester. Paired content students indicated that the
ESL course had helped them understand the material in the mainstream psychology
course and had enabled them to handle the large amount of course reading more
easily.
Increased
Retention
Further evidence of the positive student
response to the academic content-based ESL course was found in paired students
increased retention rates in the mainstream psychology course. Data showed that the ESL students enrolled
in the paired content course had a ten percent lower drop-out rate from the
academic mainstream psychology course than did native English speaking students
enrolled in the same level psychology course.
That is, in introductory psychology, the attrition rate for ESL paired
students was 18.2%, as compared with an attrition rate of 28.9% for native
English speaking students.
This increased student retention was most
likely the result of the corresponding higher pass rates ESL students
experienced as a result of content-based courses. As students themselves
revealed in their responses to questionnaire items, they believed that the
academic content-based course had enabled them to learn more, to gain
confidence in their linguistic skills, and to achieve better grades. Consequently, they experienced greater
satisfaction in school and this resulted in increased retention.
Conclusion
Each of the studies described revealed
enhanced reading performance for students in academic contentbased ESL
courses. The three types of courses
described in this paper offer the instructor options for integrating academic
content into the ESL reading course.
Academic content-based ESL courses improve
reading performance by providing students with linguistic and cognitive
benefits, thereby giving them the tools they need to become better readers of
English and, at the same time, preparing them for the academic demands they
will face in the mainstream college curriculum. The diverse activities aimed at facilitating comprehension of
complex academic reading material develop students' metacognitive skills and
lead them to increased fluency in expressing their ideas both when speaking and
when writing. They are challenged by
the same types of reading and writing tasks that they will face in the
mainstream college curriculum, and they meet the challenge quite impressively. Thus, rather than experiencing the
frustration of content overload, ESL students in any type of academic
content-based reading course experience a feeling of satisfaction resulting
from improved reading skills and academic performance, as well as a
corresponding increase in self-confidence that comes with this improvement.
In conclusion, academic content-based
reading courses give ESL students what they themselves say they want: the
skills needed for success in college.
To enable ESL students to advance quickly to a level of proficiency that
will allow them to enter and to succeed in the academic mainstream, college ESL
programs should implement academic content-based reading courses.